Global Broker Regulation Inquiry App
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GUODU HONG KONG Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：23-10-2025
GUODU HONG KONG
Forthright Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：21-10-2025
Forthright
Huajin International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-10-2025
HUAJIN FINANCIAL (INTERNATIONAL) HOLDINGS LIMITED
Zhicheng Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：22-10-2025
Zhicheng
JMC Capital Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：22-10-2025
JMC Capital
Marex Spectron Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-10-2025
MAREX
KTG Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：21-10-2025
KTG
GNFG Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-10-2025
GNFG
Chaos Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：01-12-2025
CHAOS
Minmetals Financial Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：22-10-2025
MINMETALS FINANCIAL SERVICES LIMITED
Tradition Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：22-10-2025
Tradition
Cowen Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：21-10-2025
Cowen
First Shanghai Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-10-2025
First Shanghai
Hantec Hong Kong (South China Building) Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：21-10-2025
HANTEC
BOCOM International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：29-10-2025
BOCOM International
HUNGSING Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：23-10-2025
HUNGSING
T.RowePrice Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
T.RowePrice
CONRAD Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：21-10-2025
CONRAD
CITIC SECURITTIES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：01-12-2025
CITIC SECURITTIES
Point72 Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：22-10-2025
Point72
Hong Kong GUODU HONG KONG
Hong Kong Forthright
Hong Kong HUAJIN FINANCIAL (INTERNATIONAL) HOLDINGS LIMITED
Hong Kong Zhicheng
Hong Kong JMC Capital
Hong Kong MAREX
Hong Kong KTG
Hong Kong GNFG
Hong Kong CHAOS
Hong Kong MINMETALS FINANCIAL SERVICES LIMITED
Hong Kong Tradition
Hong Kong Cowen
Hong Kong First Shanghai
Hong Kong HANTEC
Hong Kong BOCOM International
Hong Kong HUNGSING
Hong Kong T.RowePrice
Hong Kong CONRAD
Hong Kong CITIC SECURITTIES
Hong Kong Point72
Field-Surveyed Broker
Domestic Regulation
InteractiveBrokers
8.04
Score Listed20+ yearsRegulated in United StatesDerivatives Trading License (AGN)Self-developedGlobal BusinessMarket Making License (MM)High Potential Risk
Regulated
Bright Asset
6.88
Score 5-10 yearsRegulated in JapanInst Deriv Trading License (AGN)Suspicious Operational RegionMedium Risk
Regulated
PWM Japan Securities
6.71
Score 15-20 yearsRegulated in JapanMarket Making License (MM)High Potential Risk
Not Regulated
VCM Japan
1.46
Score 2-5 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Regulated
MUFG
7.98
Score 15-20 yearsRegulated in JapanMarket Making License (MM)Self-developed
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