Score
United Kingdom
|
5-10 years
| https://capitalmarkets.bmo.com/en/
Website
Rating Index
Influence
AAA
Influence index NO.1
Canada 9.82
LicensesLicensed Entity：BMO Capital Markets Limited
License No. 170937
United Kingdom Canada
bmo.com
bmocm.com
VIP is not activated.
BARRY JOHN PEARCE
United Kingdom
Director
Start date
Status
Employed
BMO CAPITAL MARKETS LIMITED(United Kingdom)
JAMES JOSEPH VASSAK
United States
Director
Start date
Status
Employed
BMO CAPITAL MARKETS LIMITED(United Kingdom)
REBECCA SHELLEY FULLER
United Kingdom
Director
Start date
Status
Employed
BMO CAPITAL MARKETS LIMITED(United Kingdom)
| BMO Capital Markets Review Summary | |
| Founded | 1992 |
| Registered Country/Region | United Kingdom |
| Regulation | FCA (Exceeded) |
| Services | Capital Raising, Carbon Advisory, Carbon Markets, Credit Development, Global Banks & Global Trade, Institutional Investing, Investment Products, Market Risk Management, Research & Strategy, Sustainable Finance, Treasury Services |
| Customer Support | Social Media: YouTube, Twitter, LinkedIn, Facebook, Instagram |
BMO Capital Markets was established in 1992 and is registered in the United Kingdom. It operates across multiple sectors including energy transition, global metals and mining, real estate, and technology, and offers diversified services such as capital raising, carbon consulting, and sustainable finance.
Although the company claims to be regulated and holds an FCA license (number 170937), its regulatory status is marked as “exceeded”.
| Pros | Cons |
| Long history | Exceeded FCA license |
| Multiple services support | Unclear fee structure |
BMO Capital Markets holds an FCA license with license number 170937, but it is marked as “exceeded.” Although BMO Capital Markets claims on its official website that it is regulated, it is unregulated. Traders should exercise caution and use funds prudently when trading.
| Regulated Country | Regulated Authority | Regulatory Status | Regulated Entity | License Type | License Number |
 | Financial Conduct Authority (FCA) | Exceeded | BMO Capital Markets Limited | Investment Advisory License | 170937 |
BMO Capital Markets' business spans multiple industries, including diversified industries, financial institutions, financial sponsors, food and retail, energy (particularly energy transition), global metals and mining, power, utilities and infrastructure, healthcare, industrial, real estate, regional investment banking, and technology.
BMO Capital Markets offers a wide range of services, including Capital Raising, Carbon Advisory, Carbon Markets, Credit Development, Global Banks & Global Trade, Institutional Investing, Investment Products, Market Risk Management, Research & Strategy, Sustainable Finance, Treasury Services.
BMO Capital Markets faces another SEC penalty, adding to its history of regulatory scrutiny and financial sanctions.
BMO Capital Markets supports trading in derivatives, energies, and metals. However, it does not offer trading in forex, indices, stocks, cryptocurrencies, bonds, options, or ETFs.
No, BMO Capital Markets is not considered a legit broker at the moment due to its FCA license being exceeded. It's important to be cautious while engaging with this broker, as the lack of valid regulation could lead to potential risks.
The provided information does not specify withdrawal fees. Contacting BMO Capital Markets customer support would provide the most accurate and up-to-date details.
One of the key pros of BMO Capital Markets is its support for the MT5 platform, a well-known and reliable trading platform.
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