World Cup Fever Is Here! Choose your broker like you choose your team
Join WikiFX and investors worldwide in celebrating the excitement of the 2026 FIFA World Cup!
Original
Global Broker Regulation Inquiry App
About WikiFX
English
简体中文
繁體中文
English
Pусский
日本語
ภาษาไทย
Tiếng Việt
Bahasa Indonesia
Español
हिन्दी
Filippiiniläinen
Français
Deutsch
Português
Türkçe
한국어
العربية
اردو
Corinthian Is Fined By FINRA For Allowing Its CEO And CCO To Supervise Their Own Trading
Abstract：Corinthian Partners, LLC agreed to pay a $10,000 fine for breaking regulatory guidelines as part of a settlement with the Financial Industry Regulatory Authority (FINRA).
As part of a settlement with the Financial Industry Regulatory Authority (FINRA), Corinthian Partners, LLC has agreed to pay a $10,000 as fine for violating regulatory rules.
Corinthian failed to develop, maintain, and implement a supervisory system, including written supervisory procedures (WSPs), reasonably intended to preclude firm executives from overseeing their own trading from March 2018 to April 2019. As a consequence, Corinthian granted the CEO and CCO the authority to monitor their own trading in accounts handled jointly. The firm violated FINRA Rules 3110 and 2010 as a result of the above.
From March 2018 to April 2019, the CEO and CCO shared client accounts and divided commissions evenly. All transactions in the accounts required supervisory permission from the CEO or CCO. According to firm data, 488 transactions were executed in those accounts.
The CEO entered and authorized the deals for two of them. Firm monitoring could not determine who entered the remaining 486 transactions, such as the CEO and CCO, and hence could not assure that they were not self-supervising trades that they had entered.
Corinthian's WSPs did not indicate the person responsible for trading reviews by name or title over that time period, and they did not delegate the CEO's or CCO's trades to a separate principle so that they were not self-supervising trades that they had placed.
Furthermore, the WSPs did not reflect the business's utilization of automated monitoring and electronic transaction review by a firm principle. Instead, the firm's WSPs featured out-of-date references to defunct manual trade blotter evaluations.
As a result, Corinthian breached FINRA Rules 3110(a) and (b), as well as 2010.
The respondent has consented to censure in addition to the $10,000 punishment.
Download the app from the URL below for mobile and desktop apps: https://www.wikifx.com/en/download.html
Disclaimer:
The views in this article only represent the author's personal views, and do not constitute investment advice on this platform. This platform does not guarantee the accuracy, completeness and timeliness of the information in the article, and will not be liable for any loss caused by the use of or reliance on the information in the article.
Further Reading
Pepperstone Review 2026: Massive Deposit & Withdrawal Complaints Against This Regulated Broker
Have you experienced issues with Pepperstone deposit & withdrawal processing? From your experience, do you feel that the Australia-based forex broker causes losses to its clients? Did the brokerage entity freeze your account and give you a margin call? All these trading allegations have been rampant on broker review platforms such as WikiFX. This Pepperstone review article takes a close look at the user complaints, especially in 2026. Additionally, we have given an overview of the regulatory framework under which the brokerage entity operates.
Original
Wundersys vs tradgrip: Two Offshore Newcomers Go Head to Head — and Neither Brings Home a Trophy
Some broker comparisons end with a confident "go with this one." This is not one of them — and that honesty is exactly what makes it worth reading. Wundersys and tradgrip are two young, offshore-registered brokers that keep popping up in front of beginner traders, often through aggressive online marketing. Both promise the usual buffet: tight spreads, generous leverage, multiple account tiers. And both, according to WikiFX, sit near the very bottom of the safety scale. So instead of crowning a champion, this comparison is really about something more useful: learning to read the warning signs, understanding the small differences that still matter, and knowing why "the better of two risky options" is still a conversation about risk.
Original
The 6 Lowest-Commission Forex Brokers South Asian Traders Are Flocking To in 2026
If you trade forex from India, Pakistan, Bangladesh, Sri Lanka, or Nepal, you already know the quiet truth that eats into every trader's results: it is not just the market that decides whether you profit — it is the cost of getting in and out of each trade. Shave a couple of dollars off your commission on every lot, multiply it across hundreds of trades a year, and you are looking at the difference between a strategy that works and one that bleeds out slowly. South Asian traders are some of the most cost-conscious in the world, and rightly so. So we pulled the data on the brokers most often recommended for the region, cross-checked every name on WikiFX, and ranked them by the one number that matters most here: what they actually charge you to trade. Before the list, one quick lesson that will make this whole ranking click.
Original
WikiFX Broker
Latest News
Dollar Hits Two-Month High Amid Surging Yields
WikiFXGetting Started in Forex: Understanding Currency Pairs, Central Banks, and Legal Risks
WikiFXKeeping Your Forex Profits Safe With Trailing Stop Losses
WikiFXHEADWAY Review: Broker Complaints Point to Withdrawals, Zeroed Balances, and Login Blocks
WikiFXIndian Stocks Take a Beating, Sensex Falls by Over 600 Points Today: Check Out Why
WikiFXReview 2026: Japan FSA Regulation, Platform Access, and Complaint Signals
WikiFXThe Market's Ledger: Why Price Returns to Fill Liquidity Voids
WikiFXThe May inflation numbers are due out Wednesday morning. Here's what to expect
WikiFXIndia Left Reeling as Net FDI Crashes from $28 Billion to Just $1 Billion in Two Years
WikiFXPosition Sizing Math For Steady Small Account Growth
WikiFXCurrency Calculator
USD
CNY
Current Rate:0
Enter amount
USD
Redeemable Amount
CNY
Calculate 