FCA-Regulated Forex Brokers Are Declining — 31 Platforms to Avoid
As of December 1, 2025, a total of 105 companies in the United Kingdom held CFD licences.
Original
Global Broker Regulation Inquiry App
About WikiFX
English
简体中文
繁體中文
English
Pусский
日本語
ภาษาไทย
Tiếng Việt
Bahasa Indonesia
Español
हिन्दी
Filippiiniläinen
Français
Deutsch
Português
Türkçe
한국어
العربية
FINRA Slaps $100k Penalty on Dealerweb for TRACE Violations
Abstract：The penalty is for inaccurate TRACE transaction reports and deficient supervisory system. Dealerweb paid $37,500 to FINRA for various TRACE violations between 2013 and 2017.
The Financial Industry Regulatory Authority (FINRA) has slammed a $100,000 fine on Dealerweb Inc., operator of an electronic interdealer platform for mortgage-backed securities.
Take Advantage of the Biggest Financial Event in London. This year we have expanded to new verticals in Online Trading, Fintech, Digital Assets, Blockchain, and Payments.The self-regulatory organization said Dealerweb inaccurately reported approximately 180,000 transactions in TRACE-eligible securities to its Trade Reporting and Compliance Engine (TRACE) between July 2016 and December 2020.
FINRA, which supervises brokerage firms in the United States, added that Dealerweb reported these transactions without including the No Remuneration (NR)' indicator when in fact they were qualified for the tag.
The electronic marketplace operators supervisory system was also not reasonably designed between July 2016 and March 2022 to report TRACE-compliant securities transactions, the watchdog said.
FINRA disclosed these in an Acceptance, Waiver, and Consent (AWC) agreement signed by Dealerweb on October 3 and accepted by the market supervisor on October 17.
More Details
According to FINRA, Dealerweb operated an alternative trading system (ATS) and a voice interdealer trading desk between July 2016 and December 2020.
Disclaimer:
The views in this article only represent the author's personal views, and do not constitute investment advice on this platform. This platform does not guarantee the accuracy, completeness and timeliness of the information in the article, and will not be liable for any loss caused by the use of or reliance on the information in the article.
Long Short Slippage Leverage Indicator Quoted currency Roll-Over US Non-farm Payrolls Broker Clearing Commission Currency Pair Dealer Future Inflation Arbitrage Spot Market Spot Price Contract Interest Net Position Devaluation BOE PBOC Volume Liquidity Margin knowledge Learn basic forex Forex trading Forex margin Forex Chart Forex indicator support and resistance Forex Broker Forex strategy Forex Currency pair Forex Analysis Forex news leverage in forex forex pips Basic forex knowledge forex market forex beginners FSCA monetary policy mortgage-backed securities interest rates inflationary Non-farm payrolls Ramadan Stock
Further Reading
Dbinvesting Exposed: Inside the Shocking Fund Scam Allegations Traders Can’t Ignore
Has Dbinvesting failed to honor your fund withdrawal requests? Did you notice that the broker remained fine when you were losing and turned worse as your numbers gained on the Dbinvesting login? Did the broker wipe out your profits and block your trading account? Many such allegations from users across India, the US and other regions have become headlines on broker review platforms such as WikiFX. To make it comprehensive, we have prepared an in-depth investigation report into user allegations, the company’s products and services, and, importantly, regulatory status, in this Dbinvesting review article.
Original
Top 5 Reasons Why Rupee Slips Below 95 Twice in 2026
Times are tough for the rupee as it again slipped to 95 against the USD towards the end of April 2026 after some gains due to the RBI-led interventions early this month. The depreciation is largely attributable to surging crude oil prices. The prices climbed to their 3-year high over the US-Iran conflict. On April 30, 2026, the rupee opened at 95.02 mark against the USD, sliding 0.2% from its previous day’s ending at 94.84 against the greenback. As the day progressed, it slipped further to a new record low of 95.32 against the USD, beating the earlier fall of 95.22 in March 2026.
Original
AssetsFX Safety Review: Understanding the Warning Signs and User Concerns
When you ask, "Is AssetsFX legit?", you're asking an important question about keeping your funds safe. After looking at all the available information, the answer is concerning: AssetsFX shows serious risks that traders should worry about. Our research found multiple problems that can't be overlooked. WikiFX, a website that checks brokers worldwide, gives AssetsFX only 2.44 points out of 10. They also warn users: "Low score, please stay away!" This very low rating isn't random. It comes from two main problems: the company doesn't have proper licenses from respected authorities, and many users have complained about losing funds. This article will explain the evidence behind this rating, giving you the facts you need to make a smart choice and protect your investments.
Original
WikiFX Broker
Latest News
Why Small Position Sizes and Less Trading Keep You Alive
WikiFXDecoding Currency Pairs and Finding the Right Broker Account
WikiFXYen Stabilizes While Gold Prices Slip
WikiFXState Street Group Review 2026: Ponzi Scheme Warnings, Unverified Regulation, and Extreme Risk
WikiFXFXORO Review: The Dark Side of a Market Maker Exposed
WikiFXGWFX Review 2026: Platform Outages, Missing Funds, and Unverified Regulation
WikiFXFCA-Regulated Forex Brokers Are Declining — 31 Platforms to Avoid
WikiFXGameStop makes $55.5bn takeover offer for eBay
WikiFXRobert Dunlap Sentenced To 23 Years For Meta 1 Coin Crypto Scam
WikiFXNew trojan campaigns attack hundreds of crypto wallets and banking apps
WikiFXCurrency Calculator
USD
CNY
Current Rate:0
Enter amount
USD
Redeemable Amount
CNY
Calculate 